§ 170.10. CMMC Assessor and Instructor Certification Organization (CAICO).
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/us/cfr/t32/s§ 170.10·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
(a)Roles and responsibilities. The CAICO is responsible for training, testing, authorizing, certifying, and recertifying CMMC assessors, instructors, and related professionals. Only the CAICO may make decisions relating to examination certifications, including the granting, maintaining, recertifying, expanding, and reducing the scope of certification, and suspending or withdrawing certification in accordance with current ISO/IEC 17024:2012(E) (incorporated by reference, see § 170.2). At any given point in time, there will be only one CAICO for the DoD CMMC Program.
(b)Requirements. The CAICO shall:
(1)Comply with the Accreditation Body policies for Conflict of Interest, Code of Professional Conduct, and Ethics set forth in § 170.8(b)(17); and achieve and maintain ISO/IEC 17024(E) accreditation within 12 months of December 16, 2024.
(2)Provide all documentation and records in English.
(3)Train, test, and designate PIs in accordance with the requirements of this section. Train, test, certify, and recertify CCPs, CCAs, and CCIs in accordance with the requirements of this section.
(4)Ensure the instructor and assessor certification examinations are certified under ISO/IEC 17024:2012(E) (incorporated by reference, see § 170.2), by a recognized US-based accreditor who is not a member of the CMMC Accreditation Body. The US-based accreditor must be a signatory to International Laboratory Accreditation Cooperation
(ILAC)or relevant International Accreditation Forum
(IAF)Mutual Recognition Arrangement
(MRA)and must operate in accordance with ISO/IEC 17011:2017(E) (incorporated by reference, see § 170.2).
(5)Establish quality control policies and procedures for the generation of training products, instruction, and testing materials.
(6)Oversee development, administration, and management pertaining to the quality of training and examination materials for CMMC assessor and instructor certification and recertification.
(7)Establish and publish an authorization and certification appeals process to receive, evaluate, and make decisions on complaints and appeals in accordance with ISO/IEC 17024:2012(E) (incorporated by reference, see § 170.2).
(8)Address all appeals arising from the CCA, CCI, and CCP authorizations and certifications process through use of internal processes in accordance with ISO/IEC 17024:2012(E) (incorporated by reference, see § 170.2).
(9)Maintain records for a period of six
(6)years of all procedures, processes, and actions related to fulfillment of the requirements set forth in this section and provide the Accreditation Body access to those records.
(10)Provide the Accreditation Body information about the authorization and accreditation status of assessors, instructors, training community, and publishing partners.
(11)Ensure separation of duties between individuals involved in testing activities, training activities, and certification activities.
(12)Safeguard and require any CAICO training support service providers, as applicable, to safeguard the confidentiality of applicant, candidate, and certificate-holder information and ensure the overall security of the certification process.
(13)Ensure that all PII is encrypted and protected in all CAICO information systems and databases and those of any CAICO training support service providers.
(14)Ensure the security of assessor and instructor examinations and the fair and credible administration of examinations.
(15)Neither disclose nor allow any CAICO training support service providers, as applicable, to disclose CMMC data or metrics related to authorization or certification activities to any entity other than the Accreditation Body and DoD, except as required by law.
(16)Require retraining and redesignation of PIs upon significant change to DoD's CMMC Program requirements. Require retraining and recertification of CCPs, CCAs, and CCIs upon significant change to DoD's CMMC Program requirements, as determined by the DoD or the CAICO.
(17)Require CMMC Ecosystem members to report to the CAICO within 30 days of convictions, guilty pleas, or no contest pleas to crimes of fraud, larceny, embezzlement, misappropriation of funds, misrepresentation, perjury, false swearing, conspiracy to conceal, or a similar offense in any legal proceeding, civil or criminal, whether or not in connection with activities that relate to carrying out their role in the CMMC Ecosystem.
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§ 170.10
CMMC Assessor and Instructor Certification Organization (CAICO).
Fed. Reg.×1
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